In-charge in conducting Anti-Money Laundering (AML) council such as Sanction Screening and Risk Profile Assessment preparation.
1. Shall ensure that the new sale have undergone Sanction Screening activities to ensure that no High Risk clients are admitted for booking.
2. Shall adhere to the company’s core values, code of ethics and operational policies
3. Shall ensure the accurate and timely handling of the following Risk Profile Assessment activities:
• Determining the risk profile of each client/s
• Tagging of each client’s risk profile assessment for profile maintenance purposes: annually (for high risk) and every three years (normal to low risk)
• Determine the due diligence and KYC measure to be conducted by the KYC team
4. Shall ensure that the updated consolidated watchlist from SM Prime AMLA portal is being used at all times
5. Shall coordinate with other departments from time to time.
6. Shall perform other functions as needed by the Company
1. College graduate with a Bachelor’s Degree in Business Administration, Pre-Law or any related course
2. With at least 1 year work experience handling Sales Documentation, AMLA compliance or Customer due diligence
3. With knowledge on AMLA regulations , DPA and KYC processes
4. With excellent oral and written communication skills
5. Can work with a high degree of accuracy
6. Is highly organized and flexible
7. Has the ability to multitask and meet changing deadlines
8. Must be self-directed and able to complete projects with limited supervision
9. Keen in details and highly analytical